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AFSL

Xiaoshu Liu

Xiaoshu Liu - AFSL compliance and AML/CTF Specialist

Xiaoshu Liu, holds a Bachelor of Commerce, a Diploma of Applied Anti-Money Laundering and Counter-Terrorist Financing Management, a Master of Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF), RG146, and ASX Derivative Advisers Levels 1 & 2.

Xiaoshu assists Australian Financial Services Licensees conduct in-depth compliance reviews/audits. She goes beyond document-based policies and procedures, and examines the interactions between compliance functions and day-to-day operations of a business, in order to identify any regulatory gaps and to provide process improvement recommendations.